Your Quick Guide To Managing Ethics & Compliance

I feel like a fraud

My first foray into fraud bored me senseless. I was sure I’d never work in that area again.

It was a hot summer in 2001, and I was sitting in a stuffy Edwardian converted office temping as a paralegal. The lawyer instructed me to review reams of ancient correspondence looking for connections between different construction firms. I asked why, and they snapped back, “It’s a pretty simple instruction; just do it.”

Fast-forward to now, and workplace manners seem a little better (in places), but investigations are all too often still treated like a knowledge power-play. I understand confidentiality. I get delegation. But you’re cooking up a mess if people don’t know the broad strokes.

Maybe you’ve seen those kitchen shows where Gordon Ramsay verbally abuses sweaty people in the name of light entertainment. Communication is a recurrent theme (or the lack thereof). Not communicating what you’re cooking in an investigation is like not telling chefs the dish.

“Chop the onions!”
“How?”
“It’s a pretty simple instruction.”

Gordon Ramsay Gif

Preparing onions for a salad differs from pureeing them as a sauce base. In investigations, the nuance exists across various domains, including:

🚦 Objective – assess credibility, verify, understand impact, etc.

🚦 Driver(s) – internal complaint, regulatory action, dispute with external parties, etc.

🚦 What next – litigation (civil or criminal), internal disciplinary, information gathering, etc.

Presumably, we all (want to) hire smart people. When we provide the basic information about why they’re being asked to do X or Y, they will often go above and beyond. They create masterful dishes, communicating with other chefs. Yes, you can keep some distance between teams (fish station, sauces, etc.), but they need to know (roughly) how the service comes together. This sounds like statements of the blindingly obvious, but investigations are more often tightly held. Like secrets. And just as leaky.

The problem with this – aside from suboptimal performance – is rumours and mistruths spread in communication vacuums.

If we want better investigative outcomes, think like head chefs, not territorial legal partners.

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Your Quick Guide To Managing Ethics & Compliance

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